Regulation and incorporation News
How to Launch a Forex Brokerage in 3 Days Using Turnkey Solutions
This article from Rotex explains how turnkey solutions can enable the launch of a Forex brokerage in as little as three days. It clarifies that this timeframe refers to the activation of core infrastructure, not full regulatory completion or immediate profitability. The piece highlights the continued appeal of the Forex industry for entrepreneurs due to global demand and flexible revenue models.
Pre-1994 Issuances
The Office of the Comptroller of the Currency (OCC) provides an archive of its pre-1994 issuances, specifically bulletins. This page serves as a directory to historical regulatory guidance and news releases from the OCC. Users can navigate through various years to access specific bulletins.
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The Office of the Comptroller of the Currency (OCC) released various news items in June 2026, including enforcement actions, clarifications on filing processes, and reissuance of policy statements concerning Minority Depository Institutions. Additionally, bulletins were issued on topics like the Financial Data Transparency Act of 2022 and reporting forms for stablecoin issuers. Comptroller Gould also provided testimony on agency activities, including charters, licensing, and risk-based supervision.
**B2C/B2B license**
This blog post from obtained.com focuses on iGaming regulations and licensing, particularly comparing gaming licenses from Tuvalu and Liberia. It also mentions broader topics like fintech, crypto, and blockchain, and links to articles discussing MiCA CASP authorization and industry conferences. The content provides insights into market advancements and emerging trends in the financial landscape.
**Malta MFSA vs CySEC: Which MiCA CASP Authorisation Route Is Actually Faster?**
This article discusses the processing times for obtaining MiCA CASP licenses from Malta's MFSA and Cyprus's CySEC, highlighting differences between advertised and actual timelines. While MFSA's official line suggests 6-12 months, real-world data shows 14-16 month timelines due to backlogs and capacity constraints. CySEC is faster at 8-10 months but requires substantial Cypriot presence, which can extend the overall process.
**Anjouan iGaming License: A Simple Guide for Online Gambling Businesses**\\ \\ Anjouan iGaming License Guide: Fast, Flexible Offshore Gambling Regulation
This article discusses the Anjouan iGaming license, highlighting it as a fast and flexible option for offshore gambling regulation. It provides a simple guide for online gambling businesses seeking this type of license. The content suggests the license offers advantages for companies in the iGaming sector.
FMA files 61 mortgage fraud charges against six individuals
The Financial Markets Authority (FMA) has filed 61 charges against six individuals in connection with an alleged mortgage fraud. These charges, filed under various acts, aim to address fraud that undermines trust in New Zealand's lending system. The FMA states that mortgage fraud is a key regulatory priority and they are taking action to hold those responsible accountable and deter others from similar conduct.
OCR Pass Through Transparency
The FMA is enhancing transparency regarding how financial institutions in New Zealand adjust interest rates in response to changes in the Official Cash Rate (OCR) set by the Reserve Bank of New Zealand (RBNZ). They are publishing data from eight major financial institutions, covering approximately 98% of housing loans, to provide consumers with a centralized source of information on interest rate movements. This initiative aims to improve public understanding of the pace at which changes in the OCR are reflected in customer interest rates.
Ensuring fair consumer outcomes from insurer benefits and campaigns
The Financial Markets Authority (FMA) of New Zealand has published findings from its engagement with insurers regarding the management of customer interests during short-term sales campaigns and incentives. This initiative reinforces expectations under the CoFI regime, focusing on fair treatment of consumers and addressing potential conflicts of interest arising from incentives that drive business from third parties. Michael Hewes, Director of Deposit-taking Insurance and Advice, highlighted the importance of these insights for the industry.
‘5 mins with the FMA’ Podcast #21 Insurer benefits and campaigns insights
The FMA released the 21st episode of their podcast, '5 mins with the FMA', featuring Michael Hewes. In this episode, Hewes discusses the risks associated with non-monetary benefits and sales campaigns in the insurance sector. He also provides insights into what insurers should consider under the CoFI and Fair Conduct Programmes.
No action on climate reporting obligations for health and life insurers
The Financial Markets Authority (FMA) will adopt a ‘no action’ approach regarding climate reporting obligations for health and life insurers in New Zealand. This decision follows a government announcement to remove these insurers from the climate-related disclosures (CRD) regime. The FMA's interim relief aims to prevent unnecessary compliance costs for insurers awaiting legislative changes.
Media releases
This FMA webpage compiles recent media releases from the authority, covering various regulatory actions and updates in the financial sector. Key topics include climate reporting, market operator obligations, and consumer protection measures. The page also offers details for media inquiries and subscriptions to alerts.
NZX Review Report
The Financial Markets Authority (FMA) is mandated by the Financial Markets Conduct Act 2013 to review NZX's compliance with its licensed market operator obligations annually. A new report, the "NZX Obligations Review 2026," details findings for the period of January 1 to December 31, 2025. This review ensures appropriate management of potential conflicts between NZX's regulatory and commercial functions.
Reports and papers
This page on the FMA website provides access to various reports and papers, including corporate publications, annual reports, and guidance documents. Users can utilize an AI search function or browse categories to find relevant information. The FMA also publishes insights and observations on financial institutions and their practices.
Contact us by Email
This page from the Financial Markets Authority (FMA) of New Zealand provides options for users to contact them, including an AI search tool and a subscription service for news and alerts. Users can customize their communication preferences for various FMA updates. The FMA also notes its commitment to privacy under the Privacy Act 2020.
**How African fintechs can turn regulations into a moat and growth engine**
This article discusses how African fintech companies can use regulations to their advantage, transforming compliance from a cost center into a strategic growth engine. It highlights the importance of navigating the complex regulatory landscape, learning from previous compliance failures, and implementing robust strategies to build a competitive moat. The piece suggests that early adopters of this approach are already seeing significant benefits by integrating regulation into their core infrastructure.
**How to deal with regulatory risk in Africa: 3 compliance experts share insights**
This article from Kora Blog provides insights from three compliance experts on how fintechs can navigate regulatory risks in Africa. It covers the fundamentals of compliance, major regulatory bodies in several African countries, common compliance mistakes, and cross-border compliance challenges. The piece emphasizes the importance of understanding and adhering to regulations in the African fintech landscape.
Regulations›
This article discusses the importance of understanding regulatory and operational differences in the forex and prop trading industries. It covers topics like white label vs. grey label forex, chargeback protection for prop firms, prime vs. retail brokerage infrastructure, legal distinctions between prop firms and forex brokers, and forex payment gateways. The content aims to educate industry participants on critical compliance, security, and operational considerations.
MFSA AIF/ PIF Licence Application
This article discusses the Malta Financial Services Authority (MFSA) AIF/PIF Licence Application, detailing the regulatory framework for investment services and Collective Investment Schemes in Malta. It highlights the benefits of Malta-registered CIS schemes, such as tax exemptions and a flexible regulatory regime, particularly for Alternative Investor Funds (AIFs) and Professional Investor Funds (PIFs). These funds provide a less stringent alternative to UCITS and other retail funds licensed by the MFSA.
The Malta Trust
This article provides an introduction to trusts in Malta, explaining that Maltese law fully incorporated the trust as a unique legal institute, modelled on Jersey trusts law. It details the constitution and creation of a trust, noting that HBM Trustees is licensed by the Malta Financial Services Authority. The piece also specifies that a trust can be set up for any type of property and can exist for a maximum of 125 years, with exceptions for charitable purposes, unit trusts, or qualifying retirement schemes.
Malta Foundations
This article discusses Malta Foundations, outlining their legal nature, purpose, and objectives. It references the Second Schedule of the Civil Code (Chapter 16 of the Laws of Malta) and distinguishes between 'purpose foundations' and 'private foundations'. The article also mentions that foundations cannot engage in commercial trading but can hold commercial property or shareholdings, act as collective investment vehicles, or be used for securitisation transactions.
July 4, 2023
HBM Group, led by CEO Raoul Behr, offers a comprehensive suite of services including licensing support, global entity services, fund services, investment solutions & asset planning, business support, and aviation & yachting services. The company emphasizes expert guidance and a bold service portfolio to help businesses succeed from strategy to delivery. Directors Sarah Borg and COO Herman Oosten are also part of the leadership team.
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HBM Group, a services provider, published several articles explaining the constitution of Maltese Foundations and Trusts, and the application process for an MFSA AIF/PIF Licence in Malta. These articles aim to inform and guide individuals and entities interested in these legal and regulatory frameworks.
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Greenstone Markets Ltd (Grentone Meta Solutions) has joined the Singapore Fintech Association (SFA) as a corporate member. This announcement was made by the Grentone Team on November 5, 2020. This membership signifies an advancement for the company within the fintech industry.
圣文森特外汇经纪商在2023年3月10日之前提交公司经营所在地外汇经纪商许可证
The Financial Services Authority of St. Vincent and the Grenadines is requiring all existing forex brokers registered in the jurisdiction to submit certified copies of their forex broker licenses from their operating locations by March 10, 2023. Failure to comply will result in sanctions under the Financial Services Authority Act. Grentone offers solutions for those seeking to register a forex company, apply for a broker license, or facing issues with MT4/MT5 software access.
毛里求斯投资经纪商执照：综合指南
This article discusses the process of obtaining an investment broker license in Mauritius, highlighting its position as an international financial center with a robust ecosystem. It details the regulatory environment, licensing requirements including capital and corporate standards, and the strategic advantages such as tax benefits and flexible business operations. The article serves as a comprehensive guide for companies looking to establish an FX and CFD brokerage in Mauritius, emphasizing the importance of strategic planning due to the approximately six-month licensing period.
加密货币交易所：2024年了解事项
This article outlines critical considerations for establishing and operating a cryptocurrency exchange in 2024. It covers legal and compliance requirements, technological needs, operational management, marketing, partnerships, funding, security, and regulatory adherence. The piece emphasizes the importance of thorough planning and understanding the associated costs and challenges.
Forex License
This article explains how to obtain a forex license in St. Lucia. It outlines the regulatory framework for financial services under the International Business Companies Act Cap 12.14 (IBC Act).
Obtaining a St Lucia Forex Company Explained
This article explains the process and regulations for establishing a forex company in Saint Lucia. It details that broker companies are incorporated under the International Business Companies Act and outlines restrictions for IBCs, such as prohibitions on insurance or banking activities internally. The piece also clarifies that a specific license for FX and CFDs market services is not required for IBCs dealing with clients outside the jurisdiction under current Saint Lucian law.
Incorporation
This collection of articles from Grentone.com provides guidance on establishing brokerage companies in St. Lucia and obtaining necessary licenses, including for CFD brokers. The pieces highlight the regulatory landscape and the importance of proper incorporation to ensure compliance and protect investors. One article also briefly mentions cryptocurrency exchange licenses in Estonia.
Why Brokerages Need a License
This article emphasizes the importance of obtaining a license for brokerages, detailing how it ensures regulatory approval and fosters partnerships with banks and payment providers. A license helps brokerages gain credibility, public recognition, and most importantly, client confidence regarding fund safety and regulatory protection. The piece also warns against unlicensed brokers who often fail to compensate clients.
Greenstone Markets Ltd has became an honorary Corporate Member of the SFA
Greenstone Markets Ltd, trading as Grentone Meta Solutions, has become an honorary Corporate Member of the Singapore Fintech Association. This membership signifies a step towards obtaining further certifications for future fintech products through extensive research and development. The company also intends to establish Greenstone Markets (Singapore) Ltd as an independent R&D center for fintech software and projects.
Introduction
The Financial Services Commission (FSC) in Mauritius is dedicated to consumer protection in non-banking financial products and services. Under the Financial Services Act and Securities Act 2005, the FSC promotes public understanding, financial literacy, and investor protection. Their strategy focuses on disseminating information, raising awareness of rights, understanding markets and risks, and ensuring fair treatment for consumers.
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The Financial Services Commission (FSC) of Mauritius has issued several public notices and communiques concerning the regulation of its financial sector. These include warnings against specific entities like Lancelot Global PCC and DistributeX, as well as announcements regarding the surrender or revocation of licenses for companies such as AETOS Markets and OHR Strategic Investment Fund Ltd. Additionally, the FSC has released information on new compliance requirements, including a new Authorized Bank Signatory Regime and submission of insurance quarterly returns under IFRS 17.
**FINMA launches consultation on partial revision of the FINMA Anti-Money Laundering Ordinance**
FINMA launched a consultation on the partial revision of its Anti-Money Laundering Ordinance (AMLO-FINMA) on May 12, 2026. The revision aims to align with amendments to the Anti-Money Laundering Act, implement Financial Action Task Force recommendations, and codify supervisory practices. The consultation period will conclude on June 9, 2026.
**FINMA publishes new ordinance on risk diversification for banks and securities firms**
FINMA has published a new ordinance concerning risk diversification for banks and securities firms, incorporating existing circulars. This new ordinance fulfills regulatory format compliance requirements and replaces previous circulars on the same topic. It is scheduled to take effect on January 1, 2027.
**Simon Brönnimann to assume leadership of FINMA’s Recovery and Resolution division**
FINMA has appointed Simon Brönnimann as the permanent Head of its Recovery and Resolution division, after he served in an interim capacity since April 2026. Brönnimann, who has been with FINMA since 2007, brings extensive experience from various supervisory roles, including overseeing UBS and the CS Group. FINMA CEO Stefan Walter expressed strong confidence in Brönnimann's qualifications and expertise to lead the division effectively.
**Aktualisierte Sanktionsmeldung: ISIL (Da'esh) und Al-Kaida**
The State Secretariat for Economic Affairs (SECO) has updated the list of sanctioned individuals, companies, and organizations related to ISIL (Da'esh) and Al-Qaeda as per the regulation of March 21, 2025. This change follows a decision by the UN Sanctions Committee on May 21, 2026, making the amendment directly applicable in Switzerland. Consequently, on May 22, 2026, SECO adjusted its SESAM sanctions database and published the update on its website.
**Aktualisierte Sanktionsmeldung: Myanmar**
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) has updated Annex 1 of the Ordinance on Measures against Myanmar. The list of sanctioned individuals, companies, and organizations has been amended, and the changes are effective from June 2, 2026. Financial intermediaries are mandated to implement the prohibitions, freeze assets of sanctioned entities, and report affected business relationships to SECO.
**FINMA publishes Guidance on the risks associated with the use of products in individual portfolio management**
The Swiss Financial Market Supervisory Authority (FINMA) has published new Guidance identifying risk patterns in individual portfolio management, following an increase in escalation cases that resulted in significant client losses. The Guidance aims to remind institutions of the rules they must follow, emphasizing early risk identification, robust governance, and client-focused application of conduct rules. This initiative seeks to improve compliance and protect clients from potential financial harm.
**FINMA publishes supplementary guidance on money laundering risk analysis**
The Swiss Financial Market Supervisory Authority (FINMA) has published updated guidance on money laundering risk analysis for banks and FinIA institutions, building on its previous Guidance 05/2023. While acknowledging progress, FINMA identified areas for improvement, such as explicit exclusions for certain client segments and services, and correct application of methodological principles. The guidance aims to enhance risk analysis as a key tool for strategic management and effective anti-money laundering frameworks.
**Aktualisierte Sanktionsmeldung: Sudan**
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) has amended Annex 2 of the Ordinance on Measures against Sudan, effective June 5, 2026. This update, published urgently on the SECO website, instructs financial intermediaries to implement prohibitions, freeze assets of sanctioned individuals, and report affected business relationships to SECO. Financial intermediaries are also reminded to conduct additional due diligence and report suspicious activities to the Money Laundering Reporting Office.
**Aktualisierte Sanktionsmeldung: Russland**
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) has published amendments to Annex 8 of the ordinance on measures relating to the situation in Ukraine, effective immediately. Financial intermediaries are mandated to implement the prohibitions, freeze assets of sanctioned individuals, and report affected business relationships to SECO. This reporting does not exempt financial intermediaries from further due diligence and reporting to the Money Laundering Reporting Office if suspicions persist.
**Insurance intermediaries: supervision is having an impact, but there is still a need for action to tackle abuse**
FINMA, Switzerland's financial regulator, held a symposium to review the impact of the revised Insurance Supervision Act and Ordinance, two and a half years after their implementation. While significant improvements in client protection and market quality were noted, FINMA identifies ongoing issues with unauthorized intermediaries and abusive practices. Around 12,000 untied insurance intermediaries are currently authorized by FINMA, with many new registrations since 2024.
General Announcements
The Financial Services Authority (FSA) of Seychelles is proactively providing guidance to the public on identifying genuine licensed Securities Dealers. Additionally, the FSA has partnered with the Chartered Institute for Securities & Investment (CISI) to improve professional standards in the capital market sector. Both the FSA and the Central Bank of Seychelles are also undertaking public consultations for a new Financial Consumer Protection Bill aimed at strengthening consumer protection within the financial sector.
Procurement Tender
The Financial Services Authority (FSA) of Seychelles has issued an invitation for Expressions of Interest for auditing services for the Policy Owners' Protection Fund (POPF). Licensed individuals or audit firms in Seychelles are invited to undertake professional auditing services for the POPF accounts administered by the FSA. The performance period for these services is set for three consecutive years.
FSA Statement regarding COVID‐19 for the Insurance Sector
The Financial Services Authority (FSA) of Seychelles has issued a statement regarding its operations and expectations for the insurance sector during the COVID-19 pandemic. The FSA deems insurance services essential and encourages the industry to continue providing services while adapting operations based on Business Continuity Plans. Licensees are advised to liaise with Seychelles Police for travel passes for staff, as the FSA closely monitors the situation and collaborates with stakeholders.
Update on the COVID‐19 Situation – Resumption of normal office hours
The Financial Services Authority (FSA) announced the resumption of normal office hours starting May 4, 2020, following the extension of public health orders in Seychelles. While resuming regular operations, the FSA emphasizes adherence to health recommendations such as physical distancing. The authority continues to promote digital communication for transactions and will provide updates as the situation evolves.
Communiqué No 2 of 2022 - Acting Chief Executive Officer
Ms. Zenabe Daman is currently serving as the acting Chief Executive Officer of the Financial Services Authority (FSA) in Seychelles. The FSA has begun the process of appointing a new CEO and has published a vacancy advertisement, which will remain open until August 5, 2022. The FSA thanks its licensees and stakeholders for their continued support during this transition.
AML-CFT Supervisors sign Joint Enforcement Policy
AML-CFT Supervisors in Seychelles have signed a Joint Enforcement Policy. This policy, released on September 26, 2025, aims to strengthen the enforcement of Anti-Money Laundering and Counter-Financing of Terrorism regulations. The details of the policy are available for download through an attached PDF document.
Communiqué No 1 of 2026 - Work-From-Home Arrangements & Digital Submission of Documents
The Financial Services Authority (FSA) of Seychelles is transitioning to a work-from-home arrangement in line with a national energy conservation initiative but assures stakeholders that service delivery will not be impacted, encouraging digital submissions. This measure is in compliance with a government circular, allowing regulatory functions and processing timelines to continue as normal.
FSA Enhanced measured vis‐à‐vis the COVID‐19 Situation – Temporary Closure of FSA Offices
The Financial Services Authority (FSA) of Seychelles has announced the temporary closure of its offices at Bois de Rose and Providence from April 9, 2020, until further notice. This measure is in response to the COVID-19 pandemic and aims to ensure the health and wellbeing of staff and stakeholders. The FSA advises licensees and stakeholders to adopt enhanced measures, including using electronic resources for communications, and will provide updates via its website and email.
Questionnaire for Policy holders
The Financial Services Authority in Seychelles is conducting a survey among policyholders to assess the impact of COVID-19 on the insurance sector in the country. The collected data will be compiled into a report highlighting key trends and opportunities for the sector, maintaining confidentiality for research purposes only.
Contact Us\\
This article is a contact page for the Financial Services Authority (FSA) in Seychelles. It provides various ways to get in touch with the organization, including their address, phone numbers, email, and business hours. The page also lists different enquiry types for submitting a message online.
Press Release following FSC Press Conference
The Financial Stability Committee (FSC) held a press conference to discuss its August meetings. Following public concerns, the Financial Services Authority (FSA) clarified that a mentioned bond default does not involve government-issued securities or the Cable and Wireless (Seychelles) Limited bond. The FSA reiterated its commitment to informing the public about non-bank financial services.
Press Release - Caution re VASPs claiming to be affiliated with Seychelles
The Financial Services Authority of Seychelles issued a press release on October 28, 2024, to caution the public about Virtual Asset Service Providers (VASPs) falsely claiming affiliation with Seychelles. This alert aims to prevent misunderstandings and protect the public from potentially fraudulent entities. The full press release is available for download.
Press Release - Caution regarding Virtual Asset Services Providers
The Financial Services Authority (FSA) of Seychelles has issued a press release dated February 14, 2025, regarding a caution about Virtual Asset Services Providers. The announcement includes contact details and location information for the FSA. This release advises the public about potential risks associated with VASPs.
https://fsaseychelles.sc/vasp/report-suspected-unauthorized-or-unlicensed-va-vasp-activity
The Financial Services Authority of Seychelles is encouraging individuals to report suspected unauthorized or unlicensed VA/VASP activity. By submitting a dedicated form, users can assist the FSA in addressing these activities. This initiative helps ensure compliance and maintains the integrity of the financial services sector.
Press Release - National Coin
The Financial Services Authority (FSA) of Seychelles has issued a warning regarding a scam circulating on Facebook about a 'National Coin' on the Solana blockchain, falsely attributed to the President. The FSA emphasizes that the Government has not issued such a coin and advises the public to verify the licensing and authorization of VASP and VA products. Consumers are encouraged to report any suspected unauthorized activities to the FSA.
Press Release - Seychelles EOIR Report Largely Compliant
The Seychelles Financial Services Authority (FSA) announced that the Seychelles EOIR Report is largely compliant. A press release regarding this information is available for download, dated February 04, 2026. Contact details and location of the FSA are also provided.