Reports and papers

## Looking for information?  Use our **AI search** to ask us a question or use keywords to search for pages or documents.  Search with AI _Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"_ Like many organisations, we use technology on our website to collect information that helps us enhance the experience of our site. The cookies we use allow our website to work and help us to better understand what information is most useful to you. Accept [Back](https://www.fma.govt.nz/library/ "Library") Page last updated: 28 June 2023 # Reports and papers This section contains our reports and papers. For corporate publications, such as the annual report and statement of intent please see our [corporate publications page](https://www.fma.govt.nz/library/corporate-publications/ "Link to corporate publications"). For guides, information sheets and legal guidance please see our [guidance library](https://www.fma.govt.nz/library/guidance-library/ "Link to guidance library").  Search 58 results found Sort by: RelevanceSort by: Date (Newest First)Sort by: Date (Oldest First) ###  Filter by category 0 applied  ###  Filter by category   Clear Reports and Papers (58) Apply Reports and Papers NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2025 report along with previous reports on this page. Reports and Papers Observations on the approach insurers under CoFI are taking to ensure consumers are treated fairly in relation to incentives – specifically non-monetary benefits and short-duration sales campaigns – along with questions for insurers to consider Reports and Papers Publishing this information on the FMA’s website will improve transparency of when and how banks pass through changes to the RBNZ’s Official Cash Rate (OCR) for new and existing customers. It provides consumers a centralised source of truth to view the interest rates of the Financial Institutions participating. Reports and Papers Insights from the FMA’s fintech regulatory sandbox pilot, and an overview of our broader regulatory approach to support innovation in New Zealand’s financial markets Reports and Papers Findings from the FMA’s review of climate statements from the second year of disclosures under New Zealand’s climate-related disclosure regime. Reports and Papers Insights from Financial Advice Provider regulatory returns covering advised products, advice channels and supervision trends. The dashboard data will be updated from time to time. Reports and Papers Findings from the FMA’s operational resilience thematic review of the peer-to-peer lending,crowdfunding service provider sectors, and Derivatives issuers sector based on a September 2025 survey. Reports and Papers Findings from the FMA’s survey of MIS managers about their investment in private assets, including their approaches to valuation and how they identify and manage risks. Reports and Papers Findings from the FMA’s reviews of audited financial statements and lodgement behaviour of FMC reporting entities between 2022 and 2025. Reports and Papers Findings from the FMA’s review of how New Zealanders access financial advice, including challenges and opportunities for improvement. Reports and Papers This report summarises findings from a thematic review of how financial institutions conduct reviews of existing products and services, with a focus on meeting consumer requirements and objectives. Reports and Papers FMA outlines insider trading laws under the FMC Act and guidance on managing risks when trading with non-public material information. Reports and Papers Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013. Reports and Papers The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information. Reports and Papers Findings from the FMA's annual review of how well Catalist is meeting its licensed market operator obligations. [Go to top](https://www.fma.govt.nz/library/reports-and-papers#page-top) Aa -+