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24-01445.pdf

finra.org·July 10, 2026

The Brief

FINRA has released an award document regarding a dispute between Brian Smales and Oppenheimer & Co., Inc. The case, identified as ID 24-01445, was heard in New York, NY, with Daniel Robbins, Denise L. Quarles, and John Warner Lowe serving as neutrals. Further details of the award can be found in the provided PDF document.

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This brief was generated from the original reporting. Read the full article at the source:

Read at finra.org

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